Service Updates https://www.dtcc.com/rss-feeds/legal/nscc/service-updatesen60{8E110126-BEBF-4BF8-BF78-43F7ABE9BFAC}https://www.dtcc.com/Globals/PDFs/2022/August/04/a9193LABOR DAY HOLIDAY SCHEDULEa9193Thu, 04 Aug 2022 00:00:00 -0500{2B7BD0D3-5BC1-489C-9CA9-DC83B10BF796}https://www.dtcc.com/Globals/PDFs/2022/August/03/a9189Clearing Fund Management System Modernization Updatea9189Wed, 03 Aug 2022 00:00:00 -0500{C2E5EA22-98DF-4AB3-A939-FAA1603EB3FA}https://www.dtcc.com/Globals/PDFs/2022/July/26/a9185NSCC PROPOSED RULE CHANGE – ACATS RECEIVER DELETE ENHANCEMENTS (SR-NSCC-2022-011)a9185Tue, 26 Jul 2022 00:00:00 -0500{230B87A1-9BC8-4CBC-8E6B-60AF0BAED14E}https://www.dtcc.com/Globals/PDFs/2022/July/13/a9181Approval of Rule Filing SR-NSCC-2022-004 – Amendments to the National Securities Clearing Corporation (“NSCC”) Rules to Require Applicants and Members to Maintain or Upgrade Their Network or Communications Technologya9181Wed, 13 Jul 2022 00:00:00 -0500{4EA36E09-A37D-4656-9CD5-1971D2323848}https://www.dtcc.com/Globals/PDFs/2022/July/11/a9177NSCC Information for the Confirmation of a Cybersecurity Program / Compliance to Rule File: SR-NSCC-2019-003a9177Mon, 11 Jul 2022 00:00:00 -0500{3D6B4A64-2295-4D8A-BF00-B50390CA0651}https://www.dtcc.com/Globals/PDFs/2022/July/08/a9180NSCC PROPOSED RULE CHANGE – ADOPTING FEES FOR NSCC’S SFT CLEARING SERVICE (SR-NSCC-2022-010)a9180Fri, 08 Jul 2022 00:00:00 -0500{C1C92F58-DEF8-49D8-AC6A-2B4F7A4A45EF}https://www.dtcc.com/Globals/PDFs/2022/July/07/a9178Clearing Fund Management System Modernization Updatea9178Thu, 07 Jul 2022 00:00:00 -0500{D36515ED-AC1B-4F34-AC9C-10491F4178D3}https://www.dtcc.com/Globals/PDFs/2022/July/01/a9175Securities Subject to Directives Issued by the Department of the Treasury’s Office of Foreign Assets Control (OFAC)a9175Fri, 01 Jul 2022 00:00:00 -0500{639AFE29-1DB1-4270-B5A1-E3EB318DBCB1}https://www.dtcc.com/Globals/PDFs/2022/June/30/a9174Russian Harmful Foreign Activities Sanctions, OFAC FAQsa9174Thu, 30 Jun 2022 00:00:00 -0500{C87D680A-A7BF-4DDC-9EE5-C4CA795F2641}https://www.dtcc.com/Globals/PDFs/2022/June/06/A9163New York State Stock transfer TaxA9163Mon, 06 Jun 2022 00:00:00 -0500{7D803F85-DC2C-4F22-B060-FE7895D23E53}https://www.dtcc.com/Globals/PDFs/2022/June/03/a9162Independence Day 2022a9162Fri, 03 Jun 2022 00:00:00 -0500{E5F62004-8D76-4AE6-A34C-082EDBE6AB39}https://www.dtcc.com/Globals/PDFs/2022/June/02/a9161-22Impact of Sanctions on Russian Entities - Executive Order 14024a9161-22Thu, 02 Jun 2022 00:00:00 -0500{0A397576-F069-4850-9C8B-565AD6FE5642}https://www.dtcc.com/Globals/PDFs/2022/May/27/a9159SUBMISSION OF RULE FILING (SR-NSCC-2022-007) – REVISE THE VOLUNTARY TERMINATION PROVISIONS OF THE NSCC RULES FOR LIMITED MEMBERS RELATING TO DORMANT ACCOUNTSa9159Fri, 27 May 2022 00:00:00 -0500{A4133078-F193-4ADC-A9F4-5367FAE9FB92}https://www.dtcc.com/Globals/PDFs/2022/May/26/a9158NSCC PROPOSED RULE CHANGE FILING – AMENDMENTS TO THE CLEARING AGENCY STRESS TESTING (MARKET RISK) FRAMEWORK AND CLEARING AGENCY LIQUIDITY RISK MANAGEMENT FRAMEWORK (SR-NSCC-2022-006)a9158Thu, 26 May 2022 00:00:00 -0500{83994E19-9ED1-4F6A-BD28-83E920F7A735}https://www.dtcc.com/Globals/PDFs/2022/May/23/9148-22Depositary Receipts Subject to Directives Issued by the Department of the Treasury’s Office of Foreign Assets Control (OFAC)9148-22Mon, 23 May 2022 00:00:00 -0500{581C5A25-EA74-4749-BFFE-2E614FFE0F5C}https://www.dtcc.com/Globals/PDFs/2022/May/20/a9147NSCC PROPOSED RULE CHANGE – ENHANCEMENT TO THE EXCESS CAPITAL PREMIUM CHARGE (SR-NSCC-2022-005)a9147Fri, 20 May 2022 00:00:00 -0500{3EFFD523-C2D2-4EE6-8A5D-63065EE8502B}https://www.dtcc.com/Globals/PDFs/2022/May/10/a9131Clearing Fund Management System Modernization Updatea9131Tue, 10 May 2022 00:00:00 -0500{58A11679-758E-4937-AD9C-37D772B2C850}https://www.dtcc.com/Globals/PDFs/2022/April/27/a9129-22ADR Securities Subject to Directives Issued by the Department of the Treasury’s Office of Foreign Assets Control (OFAC).a9129-22Wed, 27 Apr 2022 00:00:00 -0500{24A8F9E0-A9EA-4A1C-A98D-B0A6AC6BE763}https://www.dtcc.com/Globals/PDFs/2022/April/27/a9128Juneteenth Holiday Noticea9128Wed, 27 Apr 2022 00:00:00 -0500{196EC2E1-DED8-4784-BC6B-5AEECCF4D94F}https://www.dtcc.com/Globals/PDFs/2022/April/18/a9125Holiday Schedule: Memorial Day 2022a9125Mon, 18 Apr 2022 00:00:00 -0500{4DECFB61-9995-48DE-A2BA-D69FD688A788}https://www.dtcc.com/Globals/PDFs/2022/April/14/a9124Business Continuity and Disaster Recovery – Testing Schedulea9124Thu, 14 Apr 2022 00:00:00 -0500{18DC37B8-EB6B-4C45-9A27-FD9E8E7474B1}https://www.dtcc.com/Globals/PDFs/2022/April/06/a9120UPDATE - Year 2022 Obligation Warehouse RECAPS Schedule a9120Wed, 06 Apr 2022 00:00:00 -0500{260FC0D0-9CFC-4071-961B-B30A26AA40F7}https://www.dtcc.com/Globals/PDFs/2022/March/24/a9117SUBMISSION OF RULE FILING (SR-NSCC-2022-002) – MAKE CERTAIN<br />CHANGES TO RULE 52 OF THE NSCC RULES & PROCEDURES TO SUPPORT PROCESSING OF INTERVAL FUND REPURCHASE ORDERS, REMOVE UNDERWRITING/TENDER OFFER PROVISIONS<br />AND MAKE CERTAIN OTHER CLARIFICATIONSa9117Thu, 24 Mar 2022 00:00:00 -0500{529F13A4-AA4C-45E6-A37F-A6C04E204E11}https://www.dtcc.com/Globals/PDFs/2022/March/21/a9116GOOD FRIDAY HOLIDAY SCHEDULEa9116Mon, 21 Mar 2022 00:00:00 -0500{BCF85A8B-1488-421C-93C8-802263B0ACAA}https://www.dtcc.com/Globals/PDFs/2022/March/08/a9112Clearing Fund Management System Modernization Updatea9112Tue, 08 Mar 2022 00:00:00 -0600{7C4AC79F-1883-4C3D-89D9-2E4535F85CB9}https://www.dtcc.com/Globals/PDFs/2022/March/07/a9113New York State Transfer Tax a9113Mon, 07 Mar 2022 00:00:00 -0600{BB64CCC7-707B-4F70-A541-16C7974D69BE}https://www.dtcc.com/Globals/PDFs/2022/March/03/a9110-22Presidential Executive Order 14024 – Sanctions imposed on Russian Entitiesa9110-22Thu, 03 Mar 2022 00:00:00 -0600{906566D3-F525-4EED-9675-79186A3CD5A0}https://www.dtcc.com/Globals/PDFs/2022/February/25/a9108Presidential Executive Order 14024 – Sanctions imposed on Russian Entitiesa9108Fri, 25 Feb 2022 00:00:00 -0600{6258B831-DAC2-43B1-B9A4-C48F0095922E}https://www.dtcc.com/Globals/PDFs/2022/January/24/a9101Holiday Schedule: Presidents Day 2022a9101Mon, 24 Jan 2022 00:00:00 -0600{1AB6E982-CCBB-4BDF-A850-4CCC548ED442}https://www.dtcc.com/Globals/PDFs/2022/January/12/a9096EFFECTIVE DATE OF REMOVAL OF THE MUTUAL FUND AND INSURANCE DEPOSIT REQUIREMENT AND RETURN OF MUTUAL FUND AND INSURANCE DEPOSITSa9096Wed, 12 Jan 2022 00:00:00 -0600{7B6338E3-E510-4B2E-82D7-029F3C5DA181}https://www.dtcc.com/Globals/PDFs/2021/December/27/a9093ADD FEES FOR NSCC’S MF INFO XCHANGE SERVICE, MODIFY FEES FOR NSCC’S ALTERNATIVE INVESTMENT PRODUCT SERVICE AND MAKE CERTAIN OTHER CLARIFICATION CHANGES TO ADDENDUM A OF THE NSCC RULESa9093Mon, 27 Dec 2021 00:00:00 -0600{8A3787FA-30E0-4565-8D59-F041CC91A670}https://www.dtcc.com/Globals/PDFs/2021/December/16/a9085Nominations to the Board of Directors of The Depository Trust & Clearing Corporationa9085Thu, 16 Dec 2021 00:00:00 -0600{5963C97B-36D3-4901-9846-F4F2C499F270}https://www.dtcc.com/Globals/PDFs/2021/December/15/a9090Holiday Schedule: Martin Luther King Jr Day 2022a9090Wed, 15 Dec 2021 00:00:00 -0600{42285406-9826-4774-8E0E-921827A89158}https://www.dtcc.com/Globals/PDFs/2021/December/15/a9089New York State Stock Transfer Tax a9089Wed, 15 Dec 2021 00:00:00 -0600{E4765803-60C5-41BD-AA9C-BB2A9A8EC92A}https://www.dtcc.com/Globals/PDFs/2021/December/13/a9088NOTICE OF FILING PROPOSED RULE CHANGE SR-NSCC-2021-016 a9088Mon, 13 Dec 2021 00:00:00 -0600{CC84956B-CF82-474A-9930-A0011650D999}https://www.dtcc.com/Globals/PDFs/2021/December/03/a9086Holiday Schedule: New Year’s 2022a9086Fri, 03 Dec 2021 00:00:00 -0600{8A17DAE3-82E9-4BD3-92DB-062B427CC220}https://www.dtcc.com/Globals/PDFs/2021/December/02/a9083SUBMISSION OF RULE FILING (SR-NSCC-2021-015) – REMOVE THE MUTUAL FUND DEPOSIT REQUIREMENT AND REMOVE CERTAIN OTHER PROVISIONS RELATING TO CLEARING FUND REQUIREMENTS FOR LIMITED MEMBERS<br />FROM THE NSCC RULESa9083Thu, 02 Dec 2021 00:00:00 -0600{44F8D3D2-B8B9-40DA-8666-E1E2ED3C96B4}https://www.dtcc.com/Globals/PDFs/2021/November/23/a9080REVISED-Updated Holiday Schedule: Christmas 2021<br />Nationala9080Tue, 23 Nov 2021 00:00:00 -0600{5650ABC5-7836-47D0-9351-1B5BE8716F15}https://www.dtcc.com/Globals/PDFs/2021/November/23/a9079NSCC PROPOSED RULE CHANGE – CLARIFICATION REGARDING THE CALCULATION OF THE BACKTESTING CHARGE (SR-NSCC-2021-014)<br />a9079Tue, 23 Nov 2021 00:00:00 -0600{168C4D95-BDBC-484C-9E94-965A957D8B4D}https://www.dtcc.com/Globals/PDFs/2021/November/19/a9078Updated Holiday Schedule: Christmas 2021a9078Fri, 19 Nov 2021 00:00:00 -0600{F1C383C8-FEE3-4C14-810C-D8B5815DF870}https://www.dtcc.com/Globals/PDFs/2021/November/18/a9076SUBMISSION OF RULE FILING (SR-NSCC-2021-013) – PROVIDE FOR A PASSIVE ACKNOWLEDGMENT PROCESS, CODIFY CERTAIN SETTLEMENT PROCESSES AND MAKE TECHNICAL, CLARIFYING AND CONFORMING CHANGES TO THE NSCC RULESa9076Thu, 18 Nov 2021 00:00:00 -0600{F70FEC64-1ED1-40E2-832E-ED607BBFCEAA}https://www.dtcc.com/Globals/PDFs/2021/November/12/a9075NSCC PROPOSED RULE CHANGE - CLARIFICATIONS TO RULES REGARDING MEMBERSHIP ONBOARDING AND LIFECYCLE DOCUMENTATION (SR-NSCC-2021-012)a9075Fri, 12 Nov 2021 00:00:00 -0600{0D792064-0EDC-4C71-B60E-C8FB3499D100}https://www.dtcc.com/Globals/PDFs/2021/October/27/a9067THANKSGIVING HOLIDAY SCHEDULEa9067Wed, 27 Oct 2021 00:00:00 -0500{6A960D26-79D7-465B-B752-4A8A7C0905FE}https://www.dtcc.com/Globals/PDFs/2021/October/11/a9063VETERAN'S DAY HOLIDAY SCHEDULEa9063Mon, 11 Oct 2021 00:00:00 -0500{FC564DF1-1090-471A-B92A-7C44F2BCA11B}https://www.dtcc.com/Globals/PDFs/2021/September/21/a9053NEW YEAR'S 2022 HOLIDAY SCHEDULEa9053Tue, 21 Sep 2021 00:00:00 -0500{CD2CCBBC-6474-4691-870E-C0E39CCD2862}https://www.dtcc.com/Globals/PDFs/2021/September/21/a9052CHRISTMAS HOLIDAY SCHEDULEa9052Tue, 21 Sep 2021 00:00:00 -0500{58D48E35-2626-401B-B9EC-C939B83FF677}https://www.dtcc.com/Globals/PDFs/2021/September/13/a9050REVISED Columbus Day Holiday Schedulea9050Mon, 13 Sep 2021 00:00:00 -0500{C7EF960A-90CA-48C2-A315-70B6BE1F6EE8}https://www.dtcc.com/Globals/PDFs/2021/September/09/a9047New York State Stock Transfer TaxA9047Thu, 09 Sep 2021 00:00:00 -0500{B084C991-D212-4476-953E-B334EA9F7D7A}https://www.dtcc.com/Globals/PDFs/2021/September/09/a9049Columbus Day Holiday Schedulea9049Thu, 09 Sep 2021 00:00:00 -0500{4BA3D78F-5B7F-4E90-803D-4594BE4346DD}https://www.dtcc.com/Globals/PDFs/2021/August/10/a9039LABOR DAY HOLIDAY SCHEDULEa9039Tue, 10 Aug 2021 00:00:00 -0500