正规的买球赛平台-推荐正规买球平台

正规的买球赛平台-推荐正规买球平台

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基金/服务® 是你.S. industry standard for processing and settling mutual fund, bank collective fund and other pooled investment product transactions between fund companies and distributors.

  • 推荐正规买球平台

    The introduction of 基金/服务® revolutionized the mutual fund industry. Mutual funds captured the attention of the public in the 1980’s and ‘90’s, with investments hitting record highs. Surging growth in the market threatened to swamp the industry with an unrelenting number of telephone calls, faxes and wire order transmissions, which were the common trading tools available to support transaction processing at that time. This primarily manual environment gave rise to significant challenges, many of which were costly, such as transaction and account detail errors, significant delays in processing and reconciliation challenges – all of which impeded industry growth. The industry was in need of a mechanism to provide standardization and centralized processing to enable firms to fully realize the potential of this market.

    基金/服务, the solution to this widely recognized industry problem was introduced to automate critical back office operations. Launched by 存’s National Securities Clearing Corporation (NSCC) subsidiary in 1986 in collaboration with an industry consortium, 基金/服务 provides the industry processing capacity and flexibility to facilitate the growth of fund companies and their industry partners, including broker/dealers, 银行, insurance carriers and other financial intermediaries. Its ability to streamline and speed processing time while greatly reducing cost and operational risk triggered exponential growth of the market.

    When first introduced, 基金/服务 had six clients processing 15 orders a day. 今天, 基金/服务 has more than 940 fund users and 350 firm users around the world conducting an average of over 860,每天000订单.

    Over the years 存’s Wealth Management 服务 has enhanced 基金/服务 to continue to meet the needs of the market. DCC&S (Defined Contribution Clearance & 结算), a key feature of 基金/服务, economically leveraged NSCC’s existing technology and infrastructure to allow the defined contribution market to automate and simplify the processing of 401(k) orders. Other enhancements have brought the benefits of Automated Customer Account Transfer (ACATS-Fund /服务) processing to mutual funds as well as automating 529 state college savings plans, 稳定价值基金, bank collective investment trusts and many other types of investments.

  • Who Can Use the Service

    Any interested financial organization that meets NSCC qualifications can use the service. 这包括班.S. 注册的实体, which have the option of applying for direct membership or using the service through a U.S. affiliate or other organization that is a member.

  • 好处

    Enhances operations and reduces cost:

    • Virtually eliminates paperwork from the trade processing lifecycle by providing automated and standardized procedures
    • Brings efficiency and cost effectiveness to the processing lifecycle
    • Streamlines money settlement to only one payment - debit or credit. This daily net settlement of total mutual fund activity (in USD) mitigates the risks, resources and costs associated with multiple settlement venues
    • Generates economies of scale, as increased trade volumes processed translates to drastically lower service and operational costs. Industry-wide platform accommodates volume growth
    • Allows flexible order entry, with a 22-hour operating day via the web and electronic file transmission

    降低风险:

    • Standardized orders are captured in an automated processing environment that reduces operational and compliance risk
    • Standardized formats reduce errors associated with manual order entry

    支持s multiple product types and investment plans, such as:

    • 1940 Act Funds: loads, no-loads, open-ended and money market funds
    • Wrap programs and Defined Contribution Plans such as 401(K) Plans
    • Other pooled investment products and nontraditional market segments
      • 非你.S. 注册的基金
      • 银行共同基金
      • Unit Investment Trusts
      • Section 529 Qualified State Tuition Programs

  • 服务如何工作

    基金/服务 is accessible via mainframe over 存’s SMART connection, through 存’s MQ interface, 通过在远程&T’s ANIRA network and also securely through My存 Web Portal that gives 存 clients direct access over the Internet to services provided by 存's subsidiaries

    FundSERV Flow Workflow Diagram

    • 订单处理: Order processing occurs from 2:00 a.m. Eastern Time (ET) until midnight, Monday through Friday.
    • Fund Account Registration: Firms may transmit registration files any time from 2:00 a.m. 等,直到午夜. Money market fund registrations must be submitted with orders.
    • 订单确认: Funds may confirm orders and firms may retrieve confirmations from 2:00 a.m. 等,直到午夜. Money market purchase orders may be confirmed after settlement.
    • 结算: Flexible settlement features support various investment product requirements, such as "Same Day" (T), “第二天”(T + 1), "T+2" settlement cycles, and any settlement cycle up to ten days. All obligations are settled in Fed funds at NSCC.
    • 解决覆盖: Firms can establish a settlement date for particular orders between one and seven days from the day the order is placed. This facilitates the processing of transactions requiring a settlement cycle different from traditional retail orders and accommodates the variety of global market holidays and differing firm cut-off times.
    • 备选解决: Funds can establish for certain firms a settlement date for particular securities.
    • 异常处理: 基金/服务 allows for pre- and post-settlement corrections, as well as reconfirmation, 公司出口, firm and fund deletes and cash adjustments.
    • 现金的调整: Funds and firms can make claims for dividends, 资本利得, commission billing and adjustment, and systematic withdrawal payments. Funds may also update contingent deferred sales charges and long- and short-term 资本利得 using this feature.
    • ACATS -基金/服务公司: The Automated Customer Account Transfer Service (ACATS) links to 基金/服务 and allows mutual funds to electronically update account registrations when a customer account is transferred from one brokerage firm or bank to another, from a fund to a brokerage firm, or from a brokerage firm to a fund.
    • 续费: 基金/服务 allows mutual funds and distribution firms to electronically update account registrations when a customer account is transferred from a fund to a firm or from a firm to a fund.
    • 承销费 & 投标报价: Investment companies can take advantage of this centralized automated environment to process fund offers. NSCC's 承销 capability supports Expressions of Interest in Initial Public Offerings, while the Tender Offers capability supports the redemption of mutual fund shares.

  • 的更多信息

    Please contact 客户端支持 at 1- or by email at WMS连接@vinitasalomeblog.com.



    基金/服务® is a service offering of National Securities Clearing Corporation (NSCC), a wholly-owned 存 subsidiary. The Service is governed by applicable 规则, 程序, and Service Guides of NSCC, which contain the full terms, 条件, and limitations applicable to this Service. The Service description herein is for informational purposes only, and NSCC reserves the right to make modifications.

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  • 法律

    Download legal information about 基金/服务, providing the industry processing capacity to facilitate the growth of fund companies and their industry partners.

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